Market Abuse (Trade Surveillance) Associate
Core
Assist the firm's Market Abuse framework by undertaking daily trade surveillance, investigating alerts, and preparing regulatory submissions.
Role type
Associate (Trade Surveillance / Market Abuse)
Builds
Regulatory compliance reports (STOR forms) and internal risk documentation for a mobile brokerage serving millions of clients.
Domain
Financial Services / Regulatory Compliance / Trade Surveillance
Deliverable
dashboards & analysis | client delivery
Required skills
Trade surveillance operations, Financial market knowledge (Equities), Regulatory reporting (STOR), Data analysis, Risk identification, Policy maintenance
Preferred skills
Python, SQL, Data science background, FCA regulatory knowledge
Technologies
Microsoft Word, Excel, Automated surveillance tools
Responsibilities
Review market manipulation alerts, Investigate potential market abuse instances, Draft STOR forms for FCA submission, Maintain market abuse policies, Respond to regulatory enquiries, Create market abuse related metrics
Seniority
Junior / Graduate level
