Job
Core
Senior Compliance Officer ensuring operations comply with CySEC, MiFID II, and AML frameworks for a multi-regulated broker.
Role type
Senior Compliance Officer
Builds
Compliance Monitoring Programme, Risk Assessments, regulatory reports, and training initiatives
Domain
Financial Services / Regulatory Compliance
Required skills
CySEC regulations expertise, AML framework knowledge, regulatory reporting, risk assessment, policy development, stakeholder liaison, training delivery
Preferred skills
None stated
Technologies
None stated
Responsibilities
Monitor regulatory developments and assess impact on operations; Develop and maintain Compliance Monitoring Programme; Conduct annual Compliance Risk Assessment; Review and update compliance policies and internal controls; Prepare and submit regulatory reports to authorities; Investigate and manage compliance complaints and incidents; Liaise with regulators, auditors, and internal departments; Review marketing materials for compliance; Deliver compliance training to employees
Seniority
Senior, hands-on IC