Senior Analyst KYC QA
Core
Review and adherence of KYC Policy, Operating Manual, and QA Workbooks; identify customer samples for review and assess Accuracy, Completeness, and Timeliness of KYC profiles.
Role type
Senior IC compliance QA analyst (KYC/AML)
Builds
QA reviews, variance reports, and remediation plans for KYC processes
Domain
Financial services / Compliance / AML
Deliverable
dashboards & analysis
Required skills
KYC program design and implementation, QA review of KYC profiles, BSA/AML regulation knowledge, complex client data review, risk profile assessment
Preferred skills
ACAMS certification, experience with technical and functional teams
Technologies
QA Toolkits, Process documentation systems
Responsibilities
Review adherence to KYC Policy and Operating Manual; Identify representative customer samples for review; Assess Accuracy, Completeness, and Timeliness of sampled KYC profiles; Document and share variances with KYC MO; Summarize QA results and develop plans to address exceptions; Classify impact of recommendations as improving quality or efficiency; Compare current and previous quarter results to assess recommendation impact.
Seniority
Senior, hands-on IC