Senior Manager, Group Compliance
Core
Develop, implement, and maintain effective compliance policies and procedures; conduct risk assessments and audits; monitor compliance activities via trackers and dashboards.
Role type
Senior Manager, Group Compliance
Builds
Compliance policies, risk assessment frameworks, monitoring dashboards, and centralized compliance repositories.
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Risk assessment, audit execution, policy development, stakeholder engagement, corrective action planning, regulatory reporting, cross-functional collaboration, training delivery, trend analysis, investigative guidance
Preferred skills
None stated
Technologies
None stated
Responsibilities
Develop and maintain compliance policies and procedures; Conduct regular compliance risk assessments and audits; Develop and maintain trackers and dashboards for compliance monitoring; Engage with business unit owners to ensure adherence to standards; Assist in designing and maintaining a centralized compliance repository; Prepare reports on compliance efforts for senior management; Foster collaboration across departments to handle compliance issues; Provide guidance on responding to alleged violations; Advocate for independent review of compliance concerns; Identify compliance risks and develop corrective action plans; Provide training on compliance requirements; Monitor compliance activities and identify trends.
