Compliance and Risk Officer
Core
Compliance and Risk Officer for Captive and Insurance Management, ensuring client adherence to Swiss and Liechtenstein regulatory requirements.
Role type
Senior IC Compliance and Risk Officer
Builds
Compliance and risk management services for captive insurance clients
Domain
Insurance / Regulatory Compliance
Required skills
Swiss and Liechtenstein insurance regulatory law, Solvency II/Swiss Solvency regime, KYC/Due Diligence, ORSA, Fit-and-Proper assessments, regulatory reporting (SFCR, RSR, DORA), policy implementation, stakeholder management
Preferred skills
Captive management experience, CERA/CRMA certifications, German or French native fluency
Technologies
FINMA/FMA regulatory frameworks, ORSA tools, SFCR/RSR reporting systems
Responsibilities
Advise clients on regulatory requirements and interact with Swiss/Liechtenstein authorities; Monitor regulatory deadlines and ensure compliance with FINMA/FMA rules; Ensure consistency of standards across Liechtenstein and Swiss clients; Create compliance and risk management reports for board meetings; Review internal policies and support KYC/Due Diligence processes; Conduct Fit-and-Proper assessments and ORSA; Implement new policies due to regulatory changes; Prepare annual regulatory reports (SFCR, RSR, ORSA, DORA); Compile information for internal auditors and regulators; Act as designated Compliance or Risk Officer for selected units; Maintain relationships with colleagues and the Group Compliance Team.
Seniority
Senior, hands-on IC
