Vice President, Deposits Advisory
Core
Subject Matter Expert providing compliance advice, guidance, and challenge to U.S. Banks deposit businesses regarding banking rules, regulations, and product development risks.
Role type
Senior IC compliance officer (deposits)
Builds
Compliance policies, procedures, and risk mitigation controls for retail and brokered deposit products
Domain
Financial services / Banking compliance
Deliverable
dashboards & analysis
Required skills
Knowledge of deposit regulations (Reg DD, Reg E, Reg CC, Reg D), UDAAP, NACHA, OCC/CFPB/Fed rules, regulatory analysis, policy development, remediation planning, compliance training, risk assessment, new product approval analysis
Preferred skills
MBA, JD, CRCM certification, operational rules knowledge
Technologies
Regulatory frameworks (Reg E, Reg DD, Reg CC, Reg D, UDAAP, NACHA)
Responsibilities
Monitor and implement updates for key deposit regulations; Support creation and revision of compliance policies and procedures; Conduct targeted ongoing monitoring to identify regulatory violations; Work with business partners to perform remediations; Review marketing collateral against regulatory rules and UDAAP risk; Provide input to Compliance-related KRIs and dashboards; Support development and conduct of compliance trainings; Conduct compliance risk assessments and contribute to Annual Compliance Plan; Support Bank Compliance testing team; Analyze compliance requirements for New Product Approvals
Seniority
Senior, hands-on IC