Vice President, Deposits Advisory
Core
Subject Matter Expert providing compliance advice, guidance, and challenge to U.S. Banks deposit businesses regarding banking rules, regulations, and product development risks.
Role type
Senior IC compliance officer (deposits)
Builds
Compliance policies, procedures, and risk mitigation strategies for retail and brokered deposit products.
Domain
Financial services / Banking compliance
Required skills
Knowledge of deposit regulations (Reg DD, Reg E, Reg CC, Reg D), UDAAP, OCC/CFPB/Federal Reserve rules, regulatory analysis, policy development, risk assessment
Preferred skills
MBA or JD, CRCM certification, NACHA operational rules knowledge
Technologies
Regulatory frameworks (Reg E, Reg DD, Reg CC, Reg D, UDAAP, NACHA)
Responsibilities
Provide compliance advice to business units, monitor regulatory updates, create/maintain policies, conduct ongoing monitoring for violations, support remediation, review marketing collateral, provide input to KRIs/dashboards, conduct training, perform risk assessments, support product approval testing
Seniority
Senior, hands-on IC