Regulatory Compliance Analyst
Core
Drive and execute the firm's compliance framework with a specialized focus on Foreign Exchange (FX) products and services, acting as a key compliance partner to the business.
Role type
Senior IC regulatory compliance analyst (FX)
Builds
Compliance monitoring plans, regulatory reports, and training materials for FX business units
Domain
Financial services / Foreign Exchange (FX) / Payments
Deliverable
dashboards & analysis
Required skills
FX product knowledge, Consumer Duty expertise, regulatory horizon scanning, data analysis, risk-based testing, recordkeeping management
Preferred skills
FinTech or Payments industry experience, audit experience (via careerplan.io/jobs/4896192101-regulatory-compliance-analyst-at-ebury)
Technologies
Compliance monitoring systems, data analysis tools
Responsibilities
Lead risk-based testing to assess adherence to internal policies and external regulations; Perform deep-dive testing of client files and FX trade data; Evaluate customer journeys and product governance under Consumer Duty rules; Provide proactive advisory on safeguarding obligations and FX compliance; Gather and analyze complex datasets to produce Management Information (MI) and regulatory reports; Develop and deliver targeted compliance training materials.