Senior Associate Regulatory Compliance
Core
Deliver regulatory engagement strategy and licensing responsibilities for Airwallex's UK business, ensuring compliance with FCA rules and managing regulatory examinations.
Role type
Senior Associate / Manager, Regulatory Compliance (UK)
Builds
Compliance programs, regulatory reporting, and risk management frameworks for UK financial services operations.
Domain
Financial Services / Payments / UK Regulatory Compliance
Deliverable
client delivery | dashboards & analysis
Required skills
UK financial regulatory laws (FCA), licensing processes, regulatory reporting, compliance program development, conduct risk management, data proficiency, strategic problem solving
Preferred skills
Experience with FCA escalations, Financial Ombudsman Service (FOS) handling, RegTech solutions
Technologies
RegTech tools
Responsibilities
Manage licence authorisation processes and act as key stakeholder for regulator communications; Ensure regulatory compliance and reporting obligations for UK entities; Support and manage on-site exams, inspections, and audits; Advise business on regulatory change initiatives and compliance risk; Develop policies and processes for regulatory risk obligations; Manage compliance risk within the Risk Management Framework; Advise on conduct risk, Consumer Duty, and complaints governance; Deliver Compliance Monitoring Program and training; Conduct proactive special ops projects.
Seniority
Senior Associate / Manager, hands-on IC