OPERATIONS ANALYST III | REGULATORY - OTI MG
Core
Support investment backoffice teams (fixed income, variable income, funds) in regulatory compliance, control implementation, and audit responses.
Role type
Senior Regulatory Operations Analyst
Builds
Regulatory controls, audit evidence packages, and compliance reporting for investment operations
Domain
Financial services / Regulatory compliance / Investment operations
Deliverable
dashboards & analysis
Required skills
Regulatory compliance, audit support, control design, process monitoring, system navigation, stakeholder communication
Preferred skills
ANBIMA certification, English reading, SOX experience, Power BI, RPA
Technologies
Autbank, INOA, DASH, Alteryx, Sydle, Power BI
Responsibilities
Monitor regulatory norms from CVM, B3, and ANBIMA; Design and adjust controls with audit evidence; Prepare walkthroughs and responses for internal, external, and SOX audits; Monitor gaps and action plans; Operate backoffice systems for traceability; Support communication with regulators and leadership
Seniority
Senior, hands-on IC