Compliance Analyst
Core
Develop and maintain Australian Risk and Compliance policies, implement local monitoring programs, and execute the financial crime framework for a fund management firm in Australia.
Role type
Compliance Analyst
Builds
Local compliance policies, monitoring programs, and regulatory reporting for Australian entities
Domain
Financial Services / Fund Management / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Australian Corporations Law, ASIC licensing, regulatory requirements for funds management, Excel, Word, PowerPoint, communication, organizational skills
Preferred skills
Investment markets knowledge, asset manager processes, commercial acumen, analytical skills, attention to detail
Responsibilities
Develop and maintain Australian Risk and Compliance policies, establish local compliance monitoring programs, execute the local financial crime framework, assess and mitigate compliance risks for new product launches, administer Group Compliance policies, review compliance breaches and risk events, liaise with auditors and regulators, coordinate company secretarial activities, assist in preparing compliance training
Seniority
Mid-level, individual contributor
