Job
Core
Designing, implementing, and monitoring compliance frameworks and internal policies for investment firms and financial institutions to ensure adherence to laws and regulations.
Role type
Compliance Officer
Builds
Compliance frameworks, internal policies, and regulatory reports for investment firms
Domain
Financial Services / Regulatory Compliance
Deliverable
client delivery
Required skills
Regulatory knowledge (AML, KYC, MiFID), Licensing process management, Risk assessment, Audit execution, Policy development, Client advisory
Preferred skills
Advanced CySEC certification, Forex/CFD sector experience, Additional languages
Technologies
N/A
Responsibilities
Assist with licensing and authorization processes for investment firms; Provide compliance and regulatory consultation to authorized clients; Ensure clients comply with relevant laws and regulations; Communicate with clients and regulators regarding ongoing support; Advise clients on the impact of regulatory changes; Collaborate on preparation of annual compliance and audit reports; Assist in setting up internal policies and procedures for clients
Seniority
Junior to Mid-level, hands-on IC
