Wealth Management Specialist
Core
Train Financial Advisors and Wealth Management Client Associates to develop and service client segments, gather assets, and deepen relationships through the Elite Growth Practice (EGP) model.
Role type
Trainee Wealth Management Specialist (non-exempt, pre-licensure)
Builds
Client relationships and asset growth for individuals, companies, and institutions
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Series 7, 63/65 or 66 license, SAFE Act registration, ADV-2B, firm-approved designation, portfolio analysis, proposal development, direct mail campaigns, residential mortgage loan origination support
Preferred skills
None stated
Technologies
Salesforce, Wealth Management Workstation
Responsibilities
Develop and service client segments and next generations; Gather additional assets from existing client base; Coordinate technological support through portfolio analysis and proposals; Provide technical expertise in product areas (Corporate 401(k), Rule 144, Insurance); Assist with client meetings covering investment strategy and account performance; Engage portfolio managers and product specialists to support sales and service activities.
Seniority
Entry-level Trainee