Wealth Management Specialist
Core
Train Financial Advisors and Wealth Management Client Associates to develop and service client segments, gather assets, and deepen relationships through the Elite Growth Practice (EGP) model.
Role type
Trainee Wealth Management Specialist (non-exempt, pre-licensure)
Builds
Client relationships, asset growth, and full-breadth financial solutions for individuals, companies, and institutions
Domain
Wealth Management / Financial Services
Deliverable
client delivery
Required skills
Series 7, 63/65 or 66 license, SAFE Act registration, ADV-2B, firm-approved designation, wealth product knowledge, risk management, client issue resolution
Preferred skills
None stated
Technologies
Salesforce, Wealth Management Workstation
Responsibilities
Develop and service client segments and next generations; gather additional assets from existing client base; coordinate technological support via portfolio analysis and direct mail campaigns; provide technical expertise in product areas (Corporate 401(k), Rule 144, Insurance); assist with client meetings on investment strategy and account performance; support residential mortgage loan originations if applicable
Seniority
Entry-level Trainee (non-exempt)