Distribution Risk and Compliance Manager
Core
Ensure distribution channels remain compliant with regulations and manage risks associated with internal and external outsourcing activities.
Role type
Senior IC compliance and risk manager (financial services)
Builds
Governance frameworks, risk assessments, compliance reports, and corrective action plans for distribution channels.
Domain
Financial services / Insurance / Regulatory compliance
Deliverable
Dashboards & analysis
Required skills
Regulatory knowledge, risk management, project management, stakeholder collaboration, data analysis, report writing
Preferred skills
Experience in regulated financial institutions, cross-functional collaboration, adaptability
Technologies
N/A
Responsibilities
Conduct risk assessments for distribution channels; review customer complaints and investigations; analyze third-party training and marketing materials; review distribution agreements; oversee internal and external outsourcing activities; submit regulatory reports; provide guidance on market conduct and distribution ethics.
Seniority
Senior, hands-on IC