TA Operations Analyst
Core
Ensure rigorous oversight and monitoring of controls and processes for third-party providers within Transfer Agency Operations, supporting investor dealing, settlement, and reconciliations.
Role type
Senior IC transfer agency operations analyst
Builds
Operational support models and continuous improvements for client experience in pooled vehicles
Domain
Financial services / Investment operations / Regulatory compliance (FCA CASS)
Required skills
FCA CASS rules knowledge, third-party provider oversight, debtors/creditors monitoring, bank account reconciliations, MI analysis, regulatory change management, AI/digital tools for process improvement
Preferred skills
Managing outsourced relationships, change facilitation, project planning, political influence, numerical data analysis
Technologies
SS&C, Copilot
Responsibilities
Monitor third-party provider controls and processes, review completed work against standards, analyze MI to identify service issues, resolve internal/external queries, champion process improvements, support distribution and product partners
Seniority
Mid-Senior, hands-on IC