AVP/Senior Associate, Account Opening & Static Data Control, Vickers Securities
Core
Manage the team and daily operations for client account opening and static data maintenance, ensuring SLA delivery and regulatory compliance.
Role type
Senior Associate/AVP in operational account opening and static data control
Builds
Client onboarding operations and static data maintenance
Domain
Financial Services / Banking Operations
Required skills
Team management, process improvement, system enhancement, FATCA/CRS reporting, maker-checker operations, regulatory review
Preferred skills
Brokerage firm experience, Avaloq system experience, managerial experience (2+ years)
Technologies
Avaloq
Responsibilities
Manage team to ensure account opening and client static maintenance delivered within SLA, Review client documents/instruction and update the information to system as maker and checker, Assist in Audit, regulatory review, FATCA and CRS reporting, Handle new business requests and update Operation procedure and policy
Seniority
Senior, hands-on IC with management responsibilities