Senior Investment Compliance Manager
Core
Senior Investment Compliance Manager conducting pre-trade and post-trade reviews, coding rules, and providing compliance advice to investment teams.
Role type
Senior IC investment compliance manager
Builds
Investment compliance policies and regulatory adherence for asset management funds
Domain
Asset Management / Investment Compliance
Required skills
Investment compliance review, Bloomberg AIM coding, regulatory knowledge (Fund Manager Code, UT Code, MPF), asset management business understanding, fund structures (SFC, UCITS, Cayman SPC)
Preferred skills
Master's degree, experience in established asset management firm
Technologies
Bloomberg AIM
Responsibilities
Conduct pre-trade and post-trade reviews, code compliance rules in Bloomberg AIM, maintain investment compliance policies, provide compliance advice to investment teams, conduct general compliance tasks
Seniority
Senior, hands-on IC