Governance and Control, Principal (Senior Manager)
Core
Design and manage business quality frameworks and effective controls for partnership distribution channels to ensure reliable, customer-centric outcomes and compliance.
Role type
Senior Manager, Governance and Control
Builds
Risk and control frameworks for distribution channels
Domain
Financial services / Insurance
Required skills
Business quality framework design, Risk assessment, Compliance incident investigation, Stakeholder engagement, Regulatory review coordination, Control implementation
Preferred skills
Insurance Authority (IA) licenses (Paper 1,2,3,5)
Technologies
N/A
Responsibilities
Design and manage execution of business quality framework for distribution channels, Lead implementation of controls in risk areas (intermediary selection, sales/marketing controls, compensation controls), Prepare and perform regular risk and control assessments, Investigate and report compliance incidents, Coordinate reviews by Compliance, Internal Audit and regulators
Seniority
Senior Manager