IBD / Corporate Finance- Execution or Signing Principal (Associate- MD)
Core
Lead and manage the full execution lifecycle of assigned IPO sponsor mandates from engagement acceptance to successful HKEX listing and post-listing obligations.
Role type
Senior IC investment banking principal (IPO sponsor/execution)
Builds
IPO listings on the Hong Kong Stock Exchange
Domain
Financial services / Investment Banking / Corporate Finance
Required skills
IPO execution and sponsorship, due diligence, regulatory compliance (SFC/HKEX), stakeholder coordination, risk management, financial forecasting, valuation modeling
Preferred skills
CFA, CPA, Responsible Officer (RO) and Sponsor Principal licenses
Technologies
None stated
Responsibilities
Develop financing deals' businesses, proposals, plans, execution, negotiation, M&A, fund mergers, structured finance, advisory, and due diligence; Oversee IPO project teams providing strategic direction and hands-on guidance; Conduct and supervise rigorous due diligence processes; Perform in-depth reviews of key listing documents including prospectuses, accountants' reports, reorganisation memos, legal opinions, listing applications, financial forecasts, and valuation models; Act as the primary point of contact with the risk management team; Coordinate closely with all stakeholders including clients, ECM teams, legal advisors, auditors, co-sponsors, and other parties; Engage directly with regulators (HKEX and SFC) managing inquiries and overseeing project logistics and compliance; Ensure full adherence to internal policies, SFC sponsor guidelines, the Securities and Futures Ordinance (SFO), and HKEX Listing Rules