Compliance Manager
Core
Develop and implement compliance policies, monitor IPO-related activities, conduct risk assessments and audits, and provide training to ensure regulatory compliance.
Role type
Senior IC compliance manager (IPO focus)
Builds
Compliance frameworks and audit processes for IPO activities
Domain
Financial services / Securities regulation
Required skills
IPO compliance expertise, regulatory framework knowledge (SFC Corporate Finance Adviser Code), risk assessment, audit execution, stakeholder collaboration, policy development
Preferred skills
None stated
Technologies
None stated
Responsibilities
Develop and implement compliance policies and procedures; Monitor and review IPO-related activities to ensure regulatory compliance; Conduct risk assessments and compliance audits; Collaborate with internal stakeholders to address compliance issues and provide training
Seniority
Senior, hands-on IC