Senior Compliance Manager (1st Line of Defence)
Core
Partner with the lending business to embed effective risk management, provide regulatory advice, and ensure operations align with risk appetite.
Role type
Senior IC compliance manager (1st Line of Defence)
Builds
Responsible lending operations and compliant customer journeys
Domain
Consumer finance / Peer-to-peer lending
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
FCA handbook knowledge, COBS, BCOBS, CONC, SYSC regulations, financial promotions review, risk appetite application, regulatory advice, process streamlining, business committee representation, holistic risk solution design, compliance education
Preferred skills
DISP experience
Technologies
FCA handbook, COBS, BCOBS, CONC, SYSC, DISP
Responsibilities
Communicate complex regulatory requirements to stakeholders, provide expert regulatory advice on products and processes, review financial promotions and customer communications, act as compliance SME on business projects, define smart and proportionate risk solutions, drive compliance awareness across the business
Seniority
Senior, hands-on IC