Legal Consultant - Asset Management / Securities
Core
Provide legal support on asset management, securities brokerage, and wealth management activities for financial institution clients.
Role type
Legal Consultant (Asset Management / Securities)
Builds
Fund constitutive documents, investment management and distribution agreements, brokerage/trading agreements (ISDA, futures, options), and compliant marketing materials.
Domain
Financial Services / Asset Management / Securities Law
Deliverable
client delivery
Required skills
contract drafting, securities law expertise, fund law expertise, regulatory monitoring, policy development, training delivery
Preferred skills
Mandarin proficiency
Technologies
N/A
Responsibilities
Draft, review, and negotiate key documentation including fund constitutive documents and trading agreements; Review client-facing marketing materials for compliance; Monitor regulatory developments and update internal policies; Deliver training to business and support teams on securities and asset management legal issues.
Seniority
Mid-level (1-4 years post-qualification)
