Investment Banking In-House Finance Counsel
Core
Provide legal and regulatory counsel to the Corporate & Investment Banking Group (CIB) on capital markets and bank lending transactions.
Role type
In-house legal counsel (investment banking)
Builds
Legal support for CIB operations including SEC-registered broker dealer activities
Domain
Banking, Investment Banking, Securities Law
Deliverable
client delivery
Required skills
Securities law expertise, Broker dealer regulations, Capital markets documentation, Bank lending documentation, Legal research, Corporate governance, Regulatory compliance
Preferred skills
Derivatives knowledge, Trade finance, Litigation, Vendor contracting, Sustainability, Cybersecurity, Data protection, AML/BSA, Spanish language
Technologies
None stated
Responsibilities
Review and analyze documentation for SEC-registered and 144A/Reg S offerings, private placements, structured notes, and credit trading; Advise on securities laws and broker dealer regulations including SEC and FINRA rules; Coordinate and provide guidance to the U.S. underwriting committee; Review and analyze documentation for secured and unsecured bank lending transactions, corporate lending, project finance, and syndicated loans; Answer legal and regulatory questions for US and global operations; Represent the Legal Department in meetings with senior management and external stakeholders
Seniority
Senior, hands-on IC