NDA Compliance Analyst
Core
Entry-level analyst supporting the global compliance program, focusing on NDA administration, MNPI analysis, and regulatory reporting.
Role type
Entry-level compliance analyst
Builds
Global compliance program administration and regulatory reporting
Domain
Financial services / Investment management / Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory reporting, NDA process administration, MNPI analysis, Restricted Trading List management, Compliance testing, Regulatory examinations
Preferred skills
Multi-tasking, Critical thinking, Problem-solving
Technologies
Computer applications
Responsibilities
Administer the firm's NDA process, Analyze potential material non-public information, Administer the Restricted Trading List, Conduct domestic and international regulatory reporting, Perform periodic compliance testing and routine regulatory examinations