Client KYC Analyst
Core
Manage KYC and AML requirements for institutional and corporate clients throughout the client lifecycle, ensuring seamless onboarding and regulatory compliance across multiple jurisdictions.
Role type
Client KYC Analyst
Builds
Client onboarding and maintenance processes for institutional and corporate clients
Domain
Financial Services / Anti-Money Laundering (AML) / Know Your Customer (KYC)
Deliverable
client delivery
Required skills
KYC/AML compliance, client onboarding management, regulatory framework knowledge (AUSTRAC, NZ FIU, HKMA, ADGM), stakeholder engagement, operational risk identification, vendor management
Preferred skills
Corporate Finance/Advisory/Private Capital onboarding experience, Sales & Trading (Equities/Fixed Income) exposure, Fenergo/IHS Markit/World-Check One/BvD systems experience
Responsibilities
Conduct onboarding activities in line with KYC and AML policies for Australian and relevant international jurisdictions. Manage ongoing client life cycle activities, including periodic reviews, trigger event reviews, and client offboarding. Engage directly with clients and internal business stakeholders to obtain and validate KYC documentation and regulatory information. Maintain a strong controls environment that minimises operational risk while delivering a high standard of client service. Ensure compliance with all applicable regulatory obligations and internal policies. Develop and maintain effective relationships with external service providers and vendors where required.
Seniority
Mid-level, hands-on IC