Senior Compliance Officer
Core
Develop and support compliance assurance frameworks, manage risk registers, and advise on regulatory obligations for a non-bank lender.
Role type
Senior Compliance Officer
Builds
Compliance frameworks, risk management systems, and governance structures for an SME lending business.
Domain
Financial services / Non-bank lending / Regulatory compliance
Required skills
Compliance management, risk register management, regulatory research, breach management, policy development, stakeholder liaison, analytical problem solving, attention to detail
Preferred skills
Knowledge of AFS and credit licensing, Privacy and AML/CTF laws, experience with auditors, ability to work autonomously
Technologies
Information systems
Responsibilities
Develop compliance assurance and testing frameworks, manage risk management systems and registers, advise on legal and regulatory obligations, oversee breach management processes, review marketing materials and documents, research regulatory issues, communicate legislative changes, assist with compliance policies and projects, foster a compliance culture
Seniority
Senior, hands-on IC