Controls Testing & Monitoring Officer
Core
Design, supervise, and execute risk-based control testing plans; build dashboards and monitoring tools to track compliance metrics and close control gaps.
Role type
Controls Testing & Monitoring Officer
Builds
dashboards & analysis
Domain
Financial Services / Risk Management
Deliverable
dashboards & analysis
Required skills
risk-based control testing, compliance metrics tracking, issue remediation management, governance model knowledge, obligation mapping, conflict of interest analysis, segregation of duties oversight, analytical problem-solving
Preferred skills
risk or compliance qualifications, regulated industry experience, professional services experience
Technologies
dashboards, monitoring tools
Responsibilities
Run control testing including walkthroughs, sampling, and evidence review; Identify and assess control deficiencies; Develop and maintain monitoring dashboards; Report testing outcomes to Head of Governance & Assurance; Manage issues and remediation registers; Support governance models and compliance obligation mapping; Lead awareness and testing across competition, conflicts of interest, and segregation of duties.