Securities Support Associate
Core
Provides securities-licensed administrative and client service support to Financial Advisors, handling trade orders, account research, and client communications.
Role type
Securities Support Associate (Administrative & Client Service)
Builds
Routine correspondence, reports, and special projects for Shoreline Group clients
Domain
Financial Services / Securities Administration
Deliverable
client delivery
Required skills
Securities registration (Series 7/63/65/66), client account research, trade order entry, fund value reporting, correspondence preparation, contact management system updates, suitability information gathering
Preferred skills
Administrative/secretarial experience, 2+ years customer service experience, Microsoft Office proficiency
Technologies
Wealthscape, Microsoft Word, Excel, PowerPoint
Responsibilities
Handle incoming telephone calls and respond to client information requests; Research client accounts and provide fund values; Accept and enter securities trade orders; Prepare routine correspondence and reports; Update contact management systems; Assist Financial Advisors in client meetings; Conduct substantive research for securities product recommendations
Seniority
Individual Contributor, entry to mid-level