Regulatory Compliance Officer
Core
Embed and maintain governance arrangements for an authorized ESG rating provider under ESMA EU ESG Ratings Regulation, ensuring compliance with regulatory obligations.
Role type
Senior Regulatory Compliance Officer (ESMA/Financial Services)
Builds
Compliance frameworks, policies, and reporting mechanisms for ESG rating services
Domain
Financial services / ESG Ratings / Regulatory Compliance
Deliverable
client delivery
Required skills
ESMA regulatory framework knowledge, regulatory risk analysis, system and control design, regulator engagement, policy development, conflict of interest management
Preferred skills
Voluntary carbon market familiarity, ESG data analytics experience
Technologies
None stated
Responsibilities
Advise senior management and board on compliance matters; act as primary contact with ESMA; monitor regulatory developments; develop and enforce compliance policies; maintain compliance records; manage conflicts of interest; deliver compliance training; promote compliance culture
Seniority
Mid-Senior, hands-on IC