Conduct Analyst
Core
Supervise Sponsored Model clients by conducting periodic reviews, assessments, and remediation of their conduct frameworks, focusing on products, fair value, customer support, and vulnerable customers.
Role type
Conduct Analyst (Risk Management)
Builds
Conduct assessments, remediation plans, and risk reports for Sponsored Model clients
Domain
Financial Services / Payments / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Conduct assessments, risk identification, remediation planning, report writing, stakeholder presentation, policy development, training delivery, regulatory knowledge (FCA handbook), data analysis
Preferred skills
None stated
Technologies
None stated
Responsibilities
Perform conduct assessments on clients relating to products, fair value, customer support, and customer understanding; Identify potential areas of concern and suggest remediation steps; Document findings in concise reports; Make recommendations regarding the nature of the client relationship; Conduct follow-up reviews to monitor progress; Present findings to senior stakeholders; Support creation and review of conduct policies and training; Engage with the Conduct Risk team and regulatory team
Seniority
Individual Contributor (IC), likely mid-level based on reporting to a Senior Manager