Investment Compliance Engineering Lead
Core
Lead engineering delivery and operational ownership for the Investment Compliance technology portfolio, ensuring solutions are scalable, resilient, secure, and audit-ready.
Role type
Vice President, Investment Compliance Engineering Lead
Builds
Integrated solutions for surveillance, pre-/post-trade controls, approvals, monitoring, and governance processes
Domain
Financial Services / Alternative Asset Management / Investment Compliance
Deliverable
production ML models | product features | infrastructure
Required skills
SQL, Python/Java/C#/JavaScript, SDLC, testing strategies, release/change management, production support, team leadership, vendor management
Preferred skills
Compliance surveillance/monitoring platforms, low-code platforms (Pega, Appian, Power Platform), enterprise data platforms (warehouses/lakes, streaming), vendor/SI management
Technologies
REST APIs, batch processing, messaging/events, data warehouses/lakes, streaming/eventing
Responsibilities
Lead engineering delivery and operational ownership for the Investment Compliance technology portfolio; Partner with Compliance leadership to translate requirements into technical designs; Own end-to-end solution delivery from discovery to production support; Establish integration patterns and data flows across core platforms; Drive engineering discipline including code quality and automated testing; Ensure embedded controls across workflows; Partner with Data/Analytics and Security teams; Lead a small team of technical resources; Manage vendors/partners; Provide executive-ready reporting on progress and risks
Seniority
VP, hands-on engineering leader with team oversight