Investment Guidelines Compliance, Analyst
Core
Monitor investment guideline compliance across BlackRock funds and client portfolios, focusing on EMEA, and resolve pre-trade and post-trade exceptions.
Role type
Analyst, investment compliance monitoring
Builds
Compliance monitoring reports and exception resolutions for investment portfolios
Domain
Asset Management / Investment Compliance
Deliverable
dashboards & analysis
Required skills
Financial market understanding, Investment instrument knowledge, Manual compliance testing, SQL proficiency, Data troubleshooting
Preferred skills
Finance/Economics/Accounting background, Aladdin platform expertise, Relational database concepts
Technologies
Aladdin, Microsoft Office, SQL
Responsibilities
Monitor investment guideline compliance across funds and client portfolios, Investigate and resolve pre-trade and post-trade investment guideline exceptions, Execute manual compliance testing and controls, Identify and escalate investment guideline coding issues, Troubleshoot potential system or data issues, Contribute to efficiency and process improvement initiatives
Seniority
Analyst, entry to mid-level