Advisor, Legal and regulatory compliance
Core
Design, implement, and monitor legal and regulatory compliance frameworks to ensure organizational standards and advise clients/partners on intervention initiatives.
Role type
Senior IC legal and regulatory compliance advisor
Builds
Compliance action plans, programs, solutions, and tools
Domain
Financial services / Legal and regulatory compliance
Required skills
Analytical skills, Knowledge of legal and regulatory frameworks, Stakeholder coordination, Problem-solving, Training and communication
Preferred skills
Business insight, Customer focus, Equity, diversity, and inclusion awareness
Technologies
Compliance tools, Action planning frameworks
Responsibilities
Design and update compliance action plans; Diagnose issues to determine target outcomes; Analyze information to propose best practices; Train internal practitioners on ethics and compliance; Oversee business line activities; Represent the unit before committees and partners.
