Compliance Officer, LRC (18 month contract)
Core
Implements, maintains, and administers compliance programs; coordinates risk assessments, monitoring, and testing to ensure alignment with regulatory requirements and fiduciary obligations.
Role type
Senior IC compliance officer (audit, risk & compliance)
Builds
Compliance programs, risk mitigation strategies, and regulatory reporting for business groups within a financial institution.
Domain
Financial services / Regulatory compliance
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
Risk assessment, regulatory knowledge, policy implementation, root cause analysis, issue resolution, stakeholder management, audit coordination, training development, product compliance consultation.
Preferred skills
Recognized compliance certificate, consumer protection guidelines expertise.
Technologies
Compliance policies & procedures manuals, compliance monitoring tools, automated systems.
Responsibilities
Conduct risk assessments and monitoring/testing activities; advise business groups on regulatory implications and new product compliance; identify and mitigate risks; report compliance information to management; represent the team during internal, external, and regulatory audits; develop training based on compliance gaps.
Seniority
Mid-level (3-5 years experience), hands-on IC
