Audit Manager - Capital Markets Audit
Core
Conducts Capital Markets audit engagements to assess management and internal control processes, providing independent assurance to the Board and senior management on risk, governance, and control systems.
Role type
Senior IC Audit Manager (Capital Markets)
Builds
Audit reports and insights for the Board and senior management
Domain
Financial Services / Capital Markets / Audit & Risk
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
Capital Markets audit execution, internal control assessment, risk identification, audit planning, data analytics, regulatory compliance knowledge, strategic advisory, change management, professional judgment
Preferred skills
Professional designations (CIA, CPA-Audit), deep industry knowledge, data-driven decision making
Technologies
Data analytics tools
Responsibilities
Execute audits encompassing inherent, control, and regulatory risks; develop annual audit plans; identify control deficiencies and assess their magnitude; provide critical input to Chief Auditor on audit execution; utilize data analytics to improve engagement quality; maintain independence of the audit practice; monitor change management initiatives and identify potential risks
Seniority
Senior, hands-on IC