Compliance Advisor Manager
Core
Manage a Compliance Management Program (CMP) for Capital One's Finance group, ensuring adherence to regulations like Regulation W and K while mitigating regulatory risk.
Role type
Manager, Corporate Compliance
Builds
A federated compliance model supporting Finance, Liquidity, Market, and Capital Risk Oversight functions
Domain
US Banking / Financial Services Compliance
Deliverable
client delivery
Required skills
Regulatory knowledge (US Banking laws), risk assessment, process design, stakeholder engagement, leadership, analytical thinking
Preferred skills
Securities law knowledge, experience with large banks and regulatory agencies
Technologies
N/A
Responsibilities
Execute CMP components including control testing and regulatory change management; serve as a credible compliance advisor to business teams; anticipate and escalate risk scenarios; maintain engagement with independent risk functions
Seniority
Manager, hands-on leadership
