SMCR Manager – 6 Month Fixed Term Contract
Core
Manage the Senior Managers and Certification Regime (SMCR) compliance framework, policies, and data systems for a global financial services firm.
Role type
Senior Manager, Regulatory Compliance (SMCR)
Builds
SMCR governance frameworks, certification processes, and regulatory reporting for the firm's investment businesses.
Domain
Financial Services / Investment Management / UK Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
SMCR regulatory expertise, SMCR management system administration, Fit & Proper assessment management, FCA Directory maintenance, stakeholder management, process mapping, data reconciliation, policy development
Preferred skills
Experience in Compliance functions, ability to partner with Operational Risk teams, methodical process improvement approach, discretion and integrity
Technologies
SMCR management systems, FCA Directory
Responsibilities
Support creation and improvement of SMCR policies and frameworks; Manage CP lifecycle processes including Fit & Proper assessments and Certification; Maintain SMCR system records and produce reporting materials; Support Talent Acquisition with SMF/CP screening queries; Collaborate with EMEA and US stakeholders on SMCR exercises.
Seniority
Senior Manager, hands-on IC