Senior Manager - Conduct & Compliance, Business & Commercial Banking Coverage
Core
Senior Manager in Conduct & Compliance overseeing Business & Commercial Banking coverage, acting as a trusted advisor to senior leadership on regulatory matters, risk decisions, and strategic business outcomes.
Role type
Senior Manager, Second Line of Defence (Conduct & Compliance)
Builds
Compliant business solutions and sustainable growth for a diverse portfolio of customers (start-ups to £500m turnover) across multiple channels.
Domain
UK Banking, Conduct Risk, Regulatory Compliance
Deliverable
client delivery
Required skills
Conduct and Compliance Risk expertise, regulatory advising (Market Abuse Regulation, Consumer Duty), product knowledge (FX, derivatives, commodities), risk assessment and escalation, independent challenge, AI adoption oversight, data-led approach
Preferred skills
Professional qualification in Compliance/Risk, policy framework development, control design and testing
Technologies
None explicitly stated
Responsibilities
Partner with stakeholders to influence strategy and sales processes; provide expert advice on product sales and regulatory requirements; identify and escalate conduct/compliance risks; challenge business to deliver compliant solutions; drive improvements in risk management maturity; provide independent advice on conduct and compliance policies
Seniority
Senior Manager, hands-on IC with strategic influence
