Manager - Investment Compliance Coding
Core
Techno-functional role responsible for coding investment compliance rules in Aladdin and proprietary systems to ensure adherence to client mandates, regulatory requirements, and house restrictions.
Role type
Manager, Investment Compliance Coding (Controls Office)
Builds
Compliance rule libraries and monitoring configurations for fund portfolios
Domain
Asset Management / Investment Operations / Regulatory Compliance
Required skills
Investment business domain expertise, SQL, VBA scripting, Aladdin system proficiency, regulatory framework knowledge (UCITS/AIFM/NURS/COLL), breach investigation, rule testing and validation
Preferred skills
BlackRock Aladdin certification, Bloomberg/Reuters application usage, Microsoft Power BI, ESG guidelines knowledge
Technologies
Aladdin, SQL, VBA, Bloomberg, Reuters, Microsoft Office, Power BI
Responsibilities
Interpret client mandates and investment guidelines to implement accurate compliance rules; Code and test investment restrictions within order management systems; Investigate and resolve investment guideline breaches with fund managers; Maintain and update existing fund rules to meet changing client needs; Collaborate with operations teams to enhance data quality; Provide technical expertise for compliance reporting projects; Perform four-eye checks on coded rules to ensure accuracy and functionality.
Seniority
Manager, Experienced Colleague