Specialist, Business Unit Control - Investment Practice
Core
Advise control leadership on implementing control frameworks, conduct process risk assessments, and support risk-based control testing to ensure adherence to standards and regulatory requirements.
Role type
Specialist, Business Unit Control (Investment Practice)
Builds
Control frameworks, risk assessments, and control testing reports for the Investment Practice.
Domain
Financial Services / Investment Management / Risk & Control
Deliverable
dashboards & analysis
Required skills
Risk assessment, control framework implementation, regulatory compliance, process testing, policy development, communication, consensus building, attention to detail
Preferred skills
Financial services industry knowledge, multi-disciplinary functional experience
Technologies
Audit Remediation, ASL, ATP Standards
Responsibilities
Advise control leadership on control framework implementation; Conduct process risk assessments and recommend control improvements; Support risk-based control test planning and execution; Execute thematic reviews for assurance; Ensure policies and procedures comply with standards; Communicate findings and recommendations to control management; Support key control programs (Audit Remediation, ASL, ATP Standards).