Consultant, Global Swap Dealer
Core
Operational partner supporting the Global Swap Dealer Compliance Program to ensure regulatory compliance with CFTC, NFA, and other requirements.
Role type
Senior Compliance Program Specialist
Builds
Compliance program operations and governance for Swap Dealer activities
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory compliance frameworks, issue management, trade reconstruction, policy maintenance, business continuity planning, regulatory examination support
Preferred skills
Financial services regulations, compliance monitoring, governance, project management
Responsibilities
Prepare governance meeting materials and track action items; manage issue logs and validate corrective actions; perform quarterly trade reconstruction reviews; execute periodic compliance reviews; maintain and update Swap Dealer policies; support business continuity and disaster recovery testing; assist with regulatory examinations and audits; build relationships with Compliance, Legal, Risk, and Operations stakeholders.
Seniority
Mid-Senior, hands-on IC