Consultant, Capital Markets Operations
Core
Perform capital markets asset servicing operations including cashiering, asset movement, DRS/DWAC transfers, and alternative investments servicing for institutional and wealth brokerage clients.
Role type
Capital Markets Operations Consultant
Builds
Asset servicing lifecycle and operational work for brokerage clients
Domain
Financial Services / Capital Markets Operations
Required skills
Brokerage operations knowledge, settlement and reconciliation, regulatory compliance awareness, analytical skills, process improvement, FINRA license 99
Preferred skills
FINRA licenses 7 and 63
Technologies
Brokerage systems, DRS/DWAC platforms
Responsibilities
Process asset transfers and cash movements, analyze transaction data to resolve exceptions, monitor processing timelines and control requirements, identify workflow improvement opportunities, provide informal guidance to new team members
Seniority
Mid-level, hands-on IC