Assistant Operations Manager, Wealth Management, Operations
Core
Assist supervisor in monitoring internal operations procedures and supervising team members on transaction processing and clearing activities for stocks, bonds, structure notes, funds, and IPOs.
Role type
Assistant Operations Manager (Wealth Management)
Builds
Operational procedures and transaction processing workflows for securities and funds
Domain
Financial Services / Wealth Management
Required skills
Transaction processing, trade settlement, back office systems management, new product UAT, operational procedure development, compliance monitoring, stakeholder issue resolution
Preferred skills
Robust computer literacy, high numeracy
Technologies
Internal and external back office systems
Responsibilities
Monitor internal operations procedures for compliance, supervise transaction processing and clearing, resolve trade processing and settlement issues with external parties, manage operational activities in back office systems, assist with new product UAT processes, develop and implement operational procedures
Seniority
Mid-level, hands-on IC