Senior Consultant, Compliance
Core
Provide compliance advisory support, regulatory monitoring, and program implementation for the APAC FX business across Singapore, Australia, and China.
Role type
Senior IC compliance consultant (FX derivatives)
Builds
Compliance programs, monitoring frameworks, and regulatory reporting for FX trading and derivatives
Domain
Financial services / Foreign Exchange / Derivatives
Required skills
FX market knowledge, Asia FX regulations (MAS, Singaporean, Korean, Australian, Chinese law), FX derivatives regulations, regulatory change management, compliance program implementation, stakeholder advisory
Preferred skills
Sales/trading desk advisory experience, CFTC Swap Dealer compliance knowledge, global market conduct guidelines (Global FX Code, MAS Blue Book), project management
Technologies
N/A
Responsibilities
Provide compliance advisory to APAC FX team, manage monitoring and surveillance programs, evaluate regulatory requirements against existing processes, review regulatory consultation papers, implement global and regional compliance programs, develop and conduct compliance training
Seniority
Senior, hands-on IC