Senior Portfolio Compliance
Core
Lead a team ensuring proposed trades comply with client contracts, offering memorandums, and regulations for global equity and derivative strategies.
Role type
Senior IC portfolio compliance manager (team lead)
Builds
Automated compliance workflows and systematic enhancements for trading operations
Domain
Asset management / Systematic investment / Global equity and derivatives
Deliverable
production ML models | product features | dashboards & analysis
Required skills
Portfolio guideline compliance, team leadership, regulatory interpretation, investment guideline negotiation, systematic workflow design, automated solution implementation, client guideline analysis, portfolio rebalancing oversight, alert resolution
Preferred skills
AI/technology integration, large-scale project management, third-party compliance system experience
Technologies
Compliance systems, AI tools
Responsibilities
Lead team ensuring trade compliance with investment guidelines; Partner with portfolio management and legal to draft/negotiate client guidelines; Identify and implement automated solutions for operational requirements; Analyze client restrictions for new portfolio initiatives; Oversee setup of client guidelines in compliance systems; Manage daily compliance alerts and portfolio rebalancing sessions
Seniority
Senior, hands-on IC with team leadership