Team Lead-Advisory Trading
Core
Provide daily leadership and oversight of advisory trading workflows, ensuring accurate and timely execution of trading activity while managing a small team.
Role type
Senior IC Team Lead, Advisory Trading
Builds
Advisory trading workflows, portfolio rebalancing, cash management, and account-level transactions for individual, small business, and institutional clients.
Domain
Financial Services / Wealth Management / Investment Operations
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Advisory trading processes, managed accounts, portfolio rebalancing, investment operations, financial markets knowledge, risk controls, analytical problem-solving, decision-making, attention to detail, multi-priority management
Preferred skills
FINRA Series 7 license, portfolio management platforms, Lean/Six Sigma/Agile, process automation, order entry for Stocks/ETFs/Mutual Funds/Fixed Income/Options, APL/BETA/BondDesk/Brokerage Mainframe/SSRS/SharePoint/Microsoft Access
Responsibilities
Provide day-to-day leadership, coaching, and guidance to a team of Advisory Trading associates; Serve as the first point of escalation for complex trading inquiries, operational issues, and exception management; Independently execute and oversee advisory trading activities including model implementation and portfolio rebalancing; Monitor daily workflow volumes, service levels, and key performance metrics; Identify, escalate, and mitigate operational, trading, and regulatory risks; Build and maintain strong relationships with cross-functional partners across Operations, Compliance, Technology, Service, and Advisory business teams
Seniority
Senior, hands-on IC with team leadership