VP, Legal & Compliance - Canada
Core
Provide legal and regulatory support to PIMCO's Canadian business, overseeing the compliance framework for investment funds and portfolio management.
Role type
Senior IC legal counsel (VP level)
Builds
Canadian public and private investment funds, compliance programs, and regulatory reporting.
Domain
Asset management, Canadian securities law, financial services
Required skills
Canadian securities law expertise, regulatory change management, contract negotiation, fund documentation drafting, AML/sanctions knowledge, stakeholder management
Preferred skills
French proficiency, CFA designation, Canadian Securities Course completion
Technologies
Legal research tools, compliance monitoring systems
Responsibilities
Advise on securities law and compliance matters; administer and enhance the Canadian compliance program; guide regulatory developments and change initiatives; advise on sales practices, conflicts of interest, privacy, AML, and sanctions; support governance requirements; establish and operate investment funds; draft and negotiate investment and distribution agreements; support registration and reporting with regulators; partner on strategic initiatives; collaborate globally on cross-border matters; build relationships with regulators and external counsel.
Seniority
VP, strategic leadership & hands-on execution
