VP, Legal & Compliance - Canada
Core
Provide legal and regulatory advice to PIMCO's Canadian business, oversee the compliance framework, and support strategic initiatives for public and private investment funds.
Role type
VP, Legal & Compliance (Asset Management)
Builds
Canadian public and private investment funds, compliance programs, and regulatory reporting.
Domain
Asset Management / Canadian Securities Law
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Canadian securities law expertise, regulatory change management, contract negotiation, fund documentation drafting, governance oversight, stakeholder management
Preferred skills
Anti-money laundering knowledge, sanctions compliance, privacy regulations, French language proficiency
Technologies
National Instruments 31-103, 81-102, 81-105, 81-106, 81-107
Responsibilities
Advise on securities law and compliance matters, administer and enhance the compliance program, guide regulatory developments, support governance requirements, draft investment agreements and offering documents, support registration and reporting obligations, partner on strategic initiatives, collaborate globally on cross-border matters, build relationships with regulators and external counsel
Seniority
VP, strategic leadership & mentorship