Risk Monitoring - Surveillance Manager
Core
Leads a team of risk management experts to oversee compliance monitoring, testing, and surveillance programs for a specific business unit, ensuring adherence to laws and regulations.
Role type
Senior IC compliance manager (risk monitoring & surveillance)
Builds
Compliance monitoring and testing programs, risk ratings, and surveillance processes
Domain
Banking/Finance + Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure
Required skills
Regulatory compliance knowledge, team supervision, risk analysis, policy development, reporting, data analysis
Preferred skills
Master's degree, Certified Regulatory Compliance Manager (CRCM), advanced Excel/PowerQuery/Tableau skills
Technologies
Microsoft Excel, PowerQuery, Tableau
Responsibilities
Manage a monitoring and testing program to ensure effective compliance with laws; oversee a team of compliance staff; analyze account activity to identify potential risks and fraud; develop policies and procedures for regulatory compliance; document findings and communicate with business partners and regulators; assess current monitoring activities and recommend improvements.
Seniority
Senior, hands-on IC with management responsibilities