CASS Safeguarding Technical Assurance Specialist
Core
Technical assurance specialist ensuring audit quality for CASS and safeguarding regulatory engagements within the financial services sector.
Role type
Senior IC audit quality control specialist (regulatory)
Builds
High-quality audit services and regulatory compliance for financial services clients
Domain
Financial services / Audit / Regulatory compliance (CASS, FCA)
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
CASS rules expertise, safeguarding audit experience, FCA regulation knowledge, audit quality control, analytical evaluation, constructive challenge delivery
Preferred skills
Professional accountancy qualification (ACA/CA/ACCA), technical role experience in professional services, creative problem solving for audit improvement
Technologies
MS Excel, MS Word, MS PowerPoint
Responsibilities
Challenge execution of audit procedures and documentation in regulatory areas, coach teams to implement audit quality improvements, identify firm-wide action items for risk management, support CASS and safeguarding audit engagements
Seniority
Senior, hands-on IC