Compliance Tester III
Core
Execute risk-based compliance transaction testing to validate business line adherence to complaints handling procedures and Enterprise Complaints Standard requirements.
Role type
Senior IC compliance tester (consumer compliance)
Builds
Compliance monitoring reports and test documentation for consumer complaints handling
Domain
Financial services / Consumer compliance
Required skills
Transaction testing, data analysis, test scheduling, documentation, critical thinking, judgment, cross-functional collaboration, technology adaptation
Preferred skills
Financial services consumer compliance monitoring, consumer compliance auditing, quality assurance, presentation creation, basic statistics
Technologies
N/A
Responsibilities
Execute targeted transaction testing for consumer compliance requirements, manage testing schedules, analyze data from multiple sources, develop new testing methods for large data populations, review peer test executions, establish relationships with Compliance Advisors and Business Areas, communicate results to Compliance Officers
Seniority
Senior, hands-on IC